保險業監管局

2021-01-12 17:44:35 884

 

守則

Codes

 

CONDUCT IN FORCE Dec2022

監管通訊 (Dec2022)

 

 CODE OF CONDUCT FOR LICENSED INSURANCE BROKERS

持牌保險經紀操守守則(First Edition September 2019)

 

 Practice Note supplementing Standard and Practice 5.4 of in relation to Client Agreements for Linked Long Term Business

 就標準及常規5.4項下有關相連長期業務所訂立的客戶協議的應用說明

 

 

 

 

 

 

持續專業培訓規定

Continuing Professional Development (CPD) Requirements

 

CPD (“Continuing Professional Development”) Penalty Framework and CPD Compliance Reporting for the Assessment Period 2021/2022  

持續專業培訓罰則框架規定及 2021/2022 評核期的持續專業培訓合規情況匯報程序

 

  Launch of Remote Invigilation Mode Examination (RIME) of the Insurance Intermediaries Qualifying Examination (IIQE) 推行保險中介人資格考試（資格考試）的遙距監考模式考試（遙距考試）

 

  Study Notes for Insurance Intermediaries Qualifying Examination (“IIQE”)

 

  CPD Framework for Non-compliance with Continuing Professional Development Requirements

 

 New enrollments for e-CPD courses on ethical business practices

 
 

 

 

 

 

 

有關防止洗黑錢的通函/最新資訊

Circulars/Updates on Anti-Money Laundering Matters

 

 Guideline on Anti-Money Laundering and CounterTerrorist Financing (September 2019)

打擊洗錢及恐怖份子資金籌集指引（指引3）

Guideline on Exercising Power to Impose Pecuniary Penalty in respect of Anti-Money Laundering and Counter-Terrorist Financing

有關打擊洗錢及恐怖分子資金籌集行使施加罰款權力指引（指引3A）

Statements issued by the Financial Action Task Force ("FATF") (8 November 2022)

 

Hong Kong’s Money Laundering and Terrorist Financing (“ML/TF”) Risk Assessment Report (“HRA Report”) (8 July 2022)

 

Statements issued by the Financial Action Task Force (“FATF”)  (5 July 2022)

 

Anti-Money Laundering and Counter-Terrorist Financing (Amendment) Bill 2022 (27 June 2022)

 

 Compliance Manual for medical insurance business

 
 
                                                                               -All by Sun Flower

 

其他

Others
  Scheme for Quarantine-free Travel to the Mainland

 2023 Information Security Awareness Training (Intermediaries ver.)
 

 

 

 

 

 

 

 

 

 


 

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