保險業監管局 (「保監局」) 發出通函列出個人持牌人及委任主事人有關由2025 年8 月1 日至2026 年7 月31 日的持續專業培訓評核期 (「2025/2026 評核期」) 的持續專業培訓 (「培訓」) 合規匯報說明。

1. 重要的期限

• 2026 年7 月31 日 – 持牌人須完成其於評核期內所需的培訓時數的期限。

• 2026 年9 月30 日 – 持牌人須經由保險中介一站通 (「一站通」)直接向保監局或向其委任主事人提交培訓聲明的期限。
• 2026 年10 月31 日 – 委任主事人向保監局匯報其獲委任持牌人的培訓合規情況的期限。

2. 持續專業培訓匯報程序

• 由2025/2026 評核期起，所有持牌人必須透過其一站通帳戶中的自行匯報功能匯報其培訓合規情況，或將培訓聲明提交予委任主事人，再經委任主事人透過其一站通監督人帳戶向保監局匯報培訓合規情況。
• 持牌人（包括因不再獲任何主事人委任而被暫時吊銷牌照的持牌人）不能再透過電郵或郵寄方式提交培訓聲明。
• 持牌人及委任主事人均可透過各自的一站通帳戶查閱及檢視相關評核期內持牌人所需的培訓時數。

3. 有關不遵守評核期培訓規定的罰則框架

• 持牌人須於每個評核期內完成不少於15 小時的培訓時數，其中包括至少3 小時與「道德或規例」範疇有關的培訓時數。
• 自2025/2026 評核期起，作為持牌保險經紀公司的負責人的個人持牌人，須在每個評核期內，就與該條例第 92(2) 條訂明的管理責任及管控職能相關的範疇，獲取不少於 2個培訓時數。該等培訓時數同時屬「道德或規例」範疇，並可計入相關評核期的15 小時培訓規定內。

4. 雜項

保監局欣見業界在過去數年於持續專業培訓合規方面取得顯著進步，並於最近的2024/2025 評核期已達至99.9%的水平。

詳情請參閱通函及附錄

https://www.ia.org.hk/en/legislative_framework/circulars/reg_matters/files/Cir_dd_31032026_CPD_Reporting_Procedures_for_2025-2026_onwards_Eng.pdf

https://www.ia.org.hk/en/legislative_framework/circulars/reg_matters/files/Cir_dd_31032026_CPD_Reporting_Procedures_for_2025-2026_onwards_Chi.pdf

Insurance Authority (the “IA”) issued a circular listing out the detailed arrangements for reporting compliance of Continuing Professional Development (“CPD”) requirements by licensees and appointing principals. The CPD assessment period is from 1 August 2025 to 31 July 2026 (the “Assessment Period”).

1. Important deadlines

• 31 Jul 2026 – Deadline for licensees to complete required CPD hours for the Assessment Period
• 30 Sept 2026 – Deadline for licensees to submit their CPD Declaration either directly to the IA via Insurance Intermediaries Connect (“IIC”) or to their appointing principals
• 31 Oct 2026 – Deadline for appointing principals to report CPD compliance status of their appointed licensees to the IA

2. CPD Reporting Procedures

• From the 2025/2026 Assessment Period onwards, licensees must report their CPD compliance status either:

• directly via the self‑reporting function in their IIC accounts; or
• by submitting CPD Declarations to their appointing principals for onward submission to the IA via the principals’ IIC supervisor accounts.

• Submission of CPD Declarations by email or post will no longer be accepted, including for licensees whose licences are suspended due to the absence of appointing principals.
• Both licensees and appointing principals can check and view the required CPD hours for the relevant CPD assessment period via their respective IIC accounts.

3. CPD Penalty Framework for Assessment Period

• Individual licensee are required to complete a minimum of 15 CPD hours during the Assessment Period, including at least 3 hours on “Ethics or Regulations”.
• From the 2025/2026 Assessment Period onwards, individual licensee serving as Responsible Officers of licensed insurance broker companies must complete at least 2 CPD hours on management responsibilities and control functions under section 92(2) of the Insurance Ordinance. These hours fall within the “Ethics or Regulations” category and count towards the 15-hour requirement.

4. Miscellaneous

The IA appreciates the industry’s strong improvement in CPD compliance over the past few years, which has now reached 99.9% in the most recent Assessment Period 2024/2025.

Please refer details to the Circular and Annex.  

https://www.ia.org.hk/en/legislative_framework/circulars/reg_matters/files/Cir_dd_31032026_CPD_Reporting_Procedures_for_2025-2026_onwards_Eng.pdf

https://www.ia.org.hk/en/legislative_framework/circulars/reg_matters/files/Cir_dd_31032026_CPD_Reporting_Procedures_for_2025-2026_onwards_Chi.pdf